Robinhood Markets, Inc. (HOOD)

This document is a glossary and reference guide from a Robinhood Markets, Inc. (RH) SEC filing, defining key abbreviations, regulatory terms, corporate entities, and performance metrics used throughout the filing. It lists numerous subsidiaries and affiliated entities (e.g., Robinhood Financial LLC, Robinhood Securities LLC, Robinhood Crypto LLC, Robinhood Derivatives LLC, Robinhood Money LLC, and international units like Robinhood Europe and Robinhood Singapore), along with references to acquired or partnered businesses such as Bitstamp, TradePMR, and Sherwood Media. It identifies key regulatory bodies and frameworks governing Robinhood's operations, including the SEC, CFTC, FINRA, FinCEN, NYDFS, FCA, MAS, and various U.S. and international laws related to securities, banking, anti-money laundering, and cryptocurrency regulation (e.g., MiCA, Digital Asset Market Clarity Act, GENIUS Act).

The filing also defines Robinhood's key performance metrics, including Funded Customers, Net Deposits, Total Platform Assets, Robinhood Gold Subscribers, ARPU (Average Revenue Per User), Notional Trading Volume, and Margin Book, which the company uses to evaluate business performance and customer engagement. Additional terms cover operational concepts such as Cash Sweep programs, Investment Accounts, Churned and Resurrected Customers, and credit agreements (e.g., the March 2025 Credit Agreements with JPMorgan Chase). The description concludes by reaffirming Robinhood's founding mission, established in 2013, to democratize access to financial services for all individuals regardless of wealth, income, or background.